Financial Organizations: Enhance Your Regulatory Compliance Program
An often complex, costly, and time-consuming process, regulatory compliance remains complicated for many financial services organizations. To alleviate these challenges, organizations are enhancing their regulatory compliance programs to maximize their efficacy.
Professionals from KPMG LLP and SAI Global BWise review key findings from a recent peer-to-peer exchange share forum hosted by KPMG on the future of change management, evaluating technology enablement, mutual challenges and emerging practices toward implementing an effective regulatory change management (RCM) framework.
- How to enhance an organization’s regulatory compliance approach;
- Steps to developing a roadmap to support an organization’s business goal with an understanding of the related risks; and
- Establishing policy and procedures to govern an organization’s regulatory obligations with an understanding of the associated effects on business operations.